Commercial Alliance Group is the bridge between the real estate development concept and the capital needed to acquire, entitle, build and
deliver the project. Commercial Alliance Group is a direct provider of senior and subordinate debt and equity capital to fund quality real
estate development budgets for credit worthy borrowers and client project budgets.
The company's mezzanine debt and equity financing products form the platform for investment opportunities available to individuals and
institutional accredited investors - an innovation developed by the principals of Commercial Alliance Group. Commercial Alliance Group
offerings are intended to provide high yield, high quality investment opportunities to pre-qualified investors through registered broker
dealers or properly authorized company personnel.
To invest with Commercial Alliance Group, a prospective investor must meet suitability standards of financial sophistication and accredited
investor status. Additionally, an accredited investor must have sufficient knowledge and experience in financial and business matters to
evaluate the merits and risks involved in a private offering.
Commercial Alliance Group investment opportunities are offered only to "accredited investors," as defined in Securities and Exchange
Commission ("SEC") Rule 501 under Regulation D, promulgated under the Securities Act of 1933, as amended (the "Securities Act").
Accredited investors who have creditor investor status and have an established relationship with a FINRA broker dealer, may have their
broker dealer make inquiries to Commercial Alliance Group directly on their behalf.
Prior to the time an offer to invest is made to any person, investor suitability standards must be met as outlined below.
Once accredited investor status has been demonstrated, and a substantive relationship with Commercial Alliance Group has been established,
Commercial Alliance Group may offer information on future investment projects. To Qualify as a Commercial Alliance Group portfolio investor,
the following minimum suitability standards and financial sophistication criteria must be met.
The federal securities laws define the term accredited investor in Rule 501 of Regulation D as:
- A natural person whose individual net worth, or joint net worth (inclusive of equity in home, home furnishings and automobiles) with that person's spouse, at the time of that person's purchase exceeds $1,000,000;
- A natural person who had an individual income in excess of $200,000 in each of the two most recent years or joint income with that person's spouse in excess of $300,000 in each of those years and has a reasonable expectation of reaching the same income level in the current year;
- A private business development company as defined in Section 202(a)(22) of the Investment Advisers Act of 1940;
- An organization described in Section 501(c)(3) of the Internal Revenue Code, corporation, Massachusetts or similar business trust, or partnership, not formed for the specific purpose of acquiring the securities offered in this Offering, with total assets in excess of $5,000,000;
- A trust, with total assets in excess of $5,000,000, not formed for the specific purpose of acquiring the securities offered in this Offering, whose purchase is directed by a sophisticated person as described in Section 230.506(b)(2)(ii) of Regulation D issued pursuant to the Securities Act;
- A bank as defined in Section 3(a)(2) of the Securities Act, or any savings and loan association or other institution as defined in Section 3(a)(5)(A) of the Securities Act whether acting in its individual or fiduciary capacity;
- A broker or dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934, as amended;
- An insurance company as defined in Section 2(13) of the Securities Act;
- An investment company registered under the Investment Company Act of 1940 or a business development company as defined in Section 2(a)(48) of that Act;
- A Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958;
- A plan established and maintained by a state, its political subdivisions, or any agency or instrumentality of a state or its political subdivisions for the benefit of its employees, if such plan has total assets in excess of $5,000,000;
- An employee benefit plan within the meaning of the Employee Retirement Income Security Act of 1974, if the investment decision is made by a plan fiduciary as defined in Section 3(21) of such act, which is either a bank, savings and loan association, insurance company, or registered investment advisor, or if the employee benefit plan has total assets in excess of $5,000,000 or, if a self-directed plan, with investment decisions made solely by persons that are Accredited Investors; or
- An entity in which all of the equity owners are Accredited Investors.
To qualify to receive and review the private placement memorandum and other investment offering materials related to Commercial Alliance Group investment opportunities,
please complete the appropriate Purchaser Questionnaire. An investor relations representative will respond to your submission within 48 hours.
The information included in this web site is neither an offer to sell nor a solicitation of an offer to purchase, any securities. Such an offer may only be made through a
CAG authorized private placement memorandum as provided to pre-qualified investors who reside in the states where such an offer is lawful.
We collect nonpublic personal information about you from this purchaser questionnaire. We do not disclose any nonpublic personal information about our
customers or former customers to anyone, except as permitted by law.
the information which you disclose to us in this purchaser questionnaire is being obtained for the purpose of our compliance with applicable law,
including federal and state securities laws. we must verify that you meet the accredited investor standards prior to accepting your subscription
tendered in connection with any offering sponsored by this firm or its affiliates and maintain this purchaser questionnaire in our internal records
to be in compliance with applicable law.
In order to protect the confidentiality and security of nonpublic personal information, access to nonpublic personal information is restricted to
governmental agencies which may inquire into our compliance with applicable law and our employees and attorneys who require it in order to service
your account and maintain compliance standards. your information is maintained in strict confidence and is not shared with third parties.
We maintain physical, electronic, and procedural safeguards that comply with federal regulations to guard your information.